Additional Advisory Frameworks & Implementation Tools
By downloading these tools, you agree that Chimayo Consulting LLC may use the information you provide to respond to your inquiry and communicate with you about the requested services. Please do not submit confidential, sensitive, financial, or regulated personal information through this form. For details about how we collect, use, disclose, and protect personal information, see our Privacy Policy.
Designed For
Financial institutions and other organizations developing, using, validating, or relying on models and model-driven decision-making.
What This Toolkit Helps You Do
Establish or strengthen a comprehensive model risk management program covering governance, model classification, development, validation, implementation, ongoing monitoring, third-party models, and executive oversight.
The toolkit provides a consistent structure for managing models throughout their lifecycle and aligning the level of governance with each model’s materiality, complexity, and risk.
What Is Included
Model Risk Management Framework
Model Risk Management Policy
Model Risk Appetite Statement
Model Tiering Template
Model Development Documentation Template
Model Validation Template
Model Monitoring Template
Model User Guide Template
Third-Party Model Risk Due Diligence Questionnaire
Board and Executive Reporting Template
Implementation Guide
Implementation Support
Use the toolkit independently or engage Chimayo Consulting for model inventory development, model tiering, governance assessments, framework customization, and implementation support.
Designed For
Risk, compliance, internal control, and business teams establishing or strengthening a consistent control-testing program.
What This Toolkit Helps You Do
Develop a structured approach to planning, executing, documenting, and reporting control testing. The toolkit supports evaluation of individual control readiness, documentation of testing procedures and evidence, identification of control deficiencies, remediation monitoring, annual test planning, and reporting to management and the board.
What Is Included
Control Testing Framework
Individual Control Testing Readiness Checklist
Control Testing Documentation Template
Issue Tracking and Remediation Monitoring Tool
Sample Control Testing Calendar
Board and Executive Reporting Template
Implementation Support
Use the toolkit independently or engage Chimayo Consulting for control-program assessments, testing-methodology development, facilitated control reviews, framework customization, and implementation support.
Designed For
Financial institutions, capital markets firms, commodity organizations, and fintechs establishing or strengthening governance over critical data, data quality, ownership, lineage, and management reporting.
What This Toolkit Helps You Do
Establish a structured data governance program that defines accountability, identifies critical data, evaluates data quality and lineage, and supports consistent escalation and remediation of data-related issues.
The toolkit helps organizations connect data governance with enterprise risk management, regulatory reporting, model risk management, artificial intelligence, operational resilience, and technology-enabled decision-making.
What Is Included
Data Governance Policy Template, including roles and responsibilities,
Data Inventory and Ownership Template
Board and Executive Reporting Template
Implementation Support
Use the toolkit independently or engage Chimayo Consulting for data governance assessments, framework customization, critical-data identification, management workshops, and implementation support tailored to your organization’s risk profile, regulatory environment, and operating model.
Need Tailored Implementation Support?
Effective risk management requires more than templates. Chimayo Consulting provides facilitated assessments, framework customization, management workshops, and implementation support tailored to your organization’s risk profile, regulatory environment, and operating model.
Designed For
Organizations seeking a consistent process for identifying, evaluating, escalating, remediating, and reporting operational-risk incidents and related issues.
What This Toolkit Helps You Do
Establish a structured incident-management lifecycle from initial identification through remediation and closure. The tools support financial and non-financial impact assessment, incident classification, escalation, root-cause documentation, issue management, remediation monitoring, risk acceptance, exceptions, and executive reporting.
Incidents can be associated with relevant risks, controls, vendors, systems, models, and AI tools to support more complete analysis and management oversight.
What Is Included
Incident Management Procedure
Incident and Issue Management Template
Remediation, Risk-Acceptance, and Exception Tracking
Board and Executive Reporting Template
Implementation Support
Use the toolkit independently or engage Chimayo Consulting for incident-management program design, taxonomy and escalation development, framework customization, management workshops, and implementation support.
Designed For
Financial institutions, capital markets firms, commodity organizations, and fintechs evaluating new or materially changed products, services, channels, technologies, or business activities before implementation.
What This Toolkit Helps You Do
Establish a consistent, risk-based process for evaluating new-product proposals and material changes before approval and launch.
The toolkit supports cross-functional assessment of strategic, operational, compliance, legal, financial, technology, cybersecurity, data, model, AI, third-party, and resilience risks. It also helps organizations document required controls, accountable approvals, risk acceptance, implementation conditions, and post-launch review.
What Is Included
New Product & Product Change Risk Review Framework
New Product and Change Intake Form, including cross-functional risk assessment and materiality / complexity assessment
Product Inventory Template
Management Reporting Template
Implementation Support
Use the toolkit independently or engage Chimayo Consulting for facilitated product-risk assessments, governance-process design, management workshops, framework customization, and implementation support tailored to your organization’s products, regulatory requirements, and operating model.
Additional Complimentary Resources
By downloading these tools, you agree that Chimayo Consulting LLC may use the information you provide to respond to your inquiry and communicate with you about the requested services. Please do not submit confidential, sensitive, financial, or regulated personal information through this form. For details about how we collect, use, disclose, and protect personal information, see our Privacy Policy.
Before implementing or refreshing a data governance program, use this checklist to confirm that the essential governance, classification, privacy, security, and monitoring foundations are in place.
This free checklist helps you assess how ready your organization is to identify, rate, escalate, remediate, and learn from operational-risk incidents. Use it as a quick maturity scan, a gap analysis before an audit, or a discussion aid with your risk committee.
Before launching a new product or material product change, use this checklist to confirm that the essential governance, risk, operational, and readiness steps have been completed.
A Practical Toolkit for Evaluating Your Organization's Control Testing Program Readiness
Assessing Your Organization's Model Governance, Controls, and Oversight Capabilities
Identified Opportunities for Improvement?
Chimayo Consulting can help interpret your assessment results, prioritize material gaps, and develop a practical roadmap aligned with your organization’s objectives and regulatory expectations.